Wednesday, July 30, 2008

Objectives and Principles of Securities Regulation according to the International Organization of Securities Commission



The three main principles of Securities Regulation are:

- the protection of investors;

- ensuring that markets are fair, efficient and transparent;

- the reduction of systemic risk.

1 comment:

Eva+Cora said...

very useful blog! looking forward to reading ur next post!

Discussion

Eva, lawyer of a company is trusted with important information regarding it's future. She then shares that information with Daniel, in exchange for money. Daniel uses the information for personal benefit, even though he knew Eva breached her duty.Who can be held liable?

If Eva hadn't asked for money in return and Daniel was not aware of the breach of duty, who could be held liable?

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